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Inspired Healthcare Capital Lawsuit: Broker-Dealers Move First as Investor Claims Build

IHC investors were told they were buying safe, income-producing products that offered fractional ownership in real estate ventures without the burden of property management. Instead, they were exposed to high-risk, illiquid securities. Altamirano PLLC is investigating whether brokerage firms met their obligations under FINRA’s suitability, due diligence, and supervision rules.

Oct 31, 2025

by Jorge Altamirano

Have Questions About Investor Claims?

How can Easterly ROCMuni investors recover losses?

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FINRA arbitration offers a path to recover damages from the brokerage firms that sold Easterly ROCMuni. Investors may be able to recover principal losses, fees, and interest.

What rules may have been violated in the Easterly ROCMuni case?

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Potential claims may include violations of FINRA’s suitability rule (Rule 2111), broker negligence, failure to supervise, and Regulation Best Interest (Reg BI), among others.

Why are distribution fees an issue for Easterly ROCMuni investors?

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Easterly ROCMuni paid brokers ongoing 12b-1 fees and other compensation, creating incentives to recommend the fund even when it was not in investors’ best interests.
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