How do I prove fraud or misrepresentation in FINRA arbitration?

To prove fraud, you generally need to show that the broker made a false statement or omitted a material fact, that they knew or should have known it was false, that you relied on it when making an investment decision, and that it caused your loss. Misrepresentation claims may require proving that the information provided was inaccurate or incomplete, even if it wasn’t intentional, and that the misrepresentation caused you financial harm.