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Legion Capital Corp

January 2026 Marks One Year Since Legion Capital Corp.’s Suspension of Bond and Dividend Payments

Legion Capital securities were sold through independent broker-dealers and registered investment advisers to retail investors nationwide. These financial professionals are expected to conduct reasonable due diligence and to recommend investments that are in the client’s best interest, taking into account factors such as risk tolerance, income needs, time horizon, and liquidity requirements.

Jan 01, 2026

by Jorge Altamirano

Have Questions About Investor Claims?

How do I find out whether I can recover my Greenbacker losses?

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Losses will depend on an investor’s individual purchase date, share class, purchase price, distributions received, reinvested distributions, and ultimate merger consideration. Investors who would like their Greenbacker investment reviewed may contact Altamirano PLLC at (212) 220-6556 to discuss their potential claims.

Do I have a claim if I bought Greenbacker through Morgan Stanley?

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It depends on the facts. Altamirano PLLC is reviewing potential FINRA arbitration claims involving Greenbacker investments recommended through Morgan Stanley and other broker dealers. The review seeks to determine whether investors were exposed to excessive concentration, unsuitable liquidity risk, or material misrepresentations or omissions concerning the investment.

Can I still sell or redeem my Greenbacker shares?

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On September 23, 2023, Greenbacker’s board approved the immediate suspension of the share repurchase program, subject only to limited exceptions involving a shareholder’s death, qualifying disability, or determination of incompetence. Greenbacker’s Form 10-Q for the quarter ended June 30, 2026 confirmed that the ordinary repurchase program and shareholder distributions remained suspended.
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